Tag: SEC

  • Facts Analytics Provides SEC Enforcement Edge On Earnings

    Law360 (September 1, 2021, 5:31 PM EDT) — In a indication that the U.S. Securities and Trade Fee carries on to ramp up its enforcement initiatives, the SEC final 7 days in In re: Healthcare Companies Team Inc. charged a wellness treatment products and services corporation and its main financial officer and controller as portion […]

  • SEC and DOJ demand former Headspin CEO with misstating financials

    Signage is noticed at the United States Section of Justice headquarters in Washington, D.C., August 29, 2020. Andrew Kelly | Reuters Manish Lachwani, the former CEO of tech begin-up Headspin, was arrested Wednesday for allegedly defrauding investors to increase cash, according to the U.S. Office of Justice. The Securities and Exchange Commission also introduced a […]